Legal

Licensing 

RoundPoint Mortgage Servicing LLC (d/b/a RoundPoint in all States except Arizona & New York), NMLS # 18188 (www.nmlsconsumeraccess.org), 446 Wrenplace Road, Fort Mill, SC 29715; (877) 426-8805. 

Home Mortgage Disclosure Act Notice 

The HMDA data about our residential mortgage lending are available online for review. The data show geographic distribution of loans and applications; ethnicity, race, sex, age, and income of applicants and borrowers; and information about loan approvals and denials. These data are available online at the Consumer Financial Protection Bureau’s Website (www.consumerfinance.gov/hmda). HMDA data for many other financial institutions are also available at this website. 

State	License Type	License Number
Alabama	Consumer Credit License	License No. 21423
Alaska	Mortgage Broker/Lender License Mortgage Broker/Lender License – Other Trade Name #1	License No. AK18188 License No. AK18188-1
Arizona	Collection Agency License Mortgage Banker License	License No. 0920388 License No. 0937273
Arkansas	Collection Agency License Combination Mortgage Banker-Broker-Servicer License	License No. 3369 License No. 43013
California	California Residential Mortgage Lending Act License Licensed by the Department of Financial Protection and Innovation under the California Residential Mortgage Lending Act	License No. 4131039
Colorado	Responsible Party: RoundPoint Mortgage Servicing LLC, (877) 426-8805 Collection Agency License Mortgage Company Registration Mortgage Servicer Registration Supervised Lender License	License No. 18188 License No. CAR-1000989 License No. 18188 Registration No. MSV-9000119 License No. SUP-4000768
Connecticut	Mortgage Lender License Mortgage Servicer License	License No. ML-18188 License No. MS-18188
Delaware	Lender License	License No. 031291
District of Columbia	Mortgage Dual Authority License Mortgage Lender License	License No. MLB18188 License No. MLB18188
Florida	Consumer Collection Agency License Mortgage Lender Servicer License	License No. CCA9902234 License No. MLD414
Georgia	Mortgage Lender License	License No. 23602
Hawaii	Collection Agency License Mortgage Servicer License	License No. COLAX-1242 License No. MS020
Idaho	Mortgage Broker/Lender License	License No. MBL-7727
Illinois	City of Chicago Regulated Business License, includes Debt Collector License Residential Mortgage License	License No. 2694925 License No. MB.6760655
	Illinois Department of Financial and Professional Regulation Division of Banking 555 West Monroe Street, 5th Floor, Chicago, IL 60661 888.473.4858 www.idfpr.illinois.gov State of Illinois Community Reinvestment Notice The Department of Financial and Professional Regulation (Department) evaluates our performance in meeting the financial services needs of this community, including the needs of low-income to moderate-income households. The Department takes this evaluation into account when deciding on certain applications submitted by us for approval. Your involvement is encouraged. You may obtain a copy of our evaluation once the Department completes our first evaluation. You may also submit signed, written comments about our performance to the Department. We will update this notice when our first evaluation has been issued.
Indiana	DFI Mortgage Lending License SOS Collection Agency License	License No. 30600 License No. 18188
Iowa	Debt Collector Mortgage Banker License Mortgage Banker License – Other Trade Name #2	License No. 2008-88435 License No. 2008-0088 License No. 2024-0207
Kansas	Mortgage Company License	License No. MC.0025306
Kentucky	Mortgage Company License	License No. MC23214
Louisiana	Residential Mortgage Lending License Collection Agency License	License No. 18188 Charter No. 36736157I
Maine	Debt Collector Supervised Lender License	License No. 18188 License No. 18188
Maryland	Mortgage Lender License	License No. 18188
Massachusetts	Debt Collector	License No. DC1207
Michigan	1st Mortgage Broker/Lender/Servicer License 2nd Mortgage Broker/Lender/Servicer Registrant	License No. FL0016540 Registration No. SR0016542
Minnesota	Collection Agency License Residential Mortgage Originator License Residential Mortgage Originator License Other Trade Name #1	License No. 40949181 License No. MN-MO-18188 License No. MN-MO-18188.1
Mississippi	Mortgage Lender License	License No. 18188
Missouri	Mortgage Company License	License No. 18188-S
Montana	Mortgage Broker License Mortgage Lender License Mortgage Servicer License	License No. 18188 License No. 18188 License No. 18188
Nebraska	Mortgage Banker License	License No. 1999
Nevada	Compliance Manager License FID Collection Agency License Mortgage Company License Supplemental Mortgage Servicer License	License No. CM12293 License No. CAD11857 License No. 5290 License No. 4320
New Hampshire	Mortgage Banker License	License No. 18188MB
New Jersey	Collection Agency Registration Residential Mortgage Lender License RMLA-Licensed Mortgage Servicer Registration Licensed by the N.J. Department of Banking and Insurance	Registration No. 20429 License No. 18188 License No. 18188
New Mexico	Collection Agency License Mortgage Loan Company License	License No. CA01210 License No. 18188
New York	Buffalo Collection Agency License Exempt Mortgage Loan Servicer Registration Mortgage Banker License New York City Debt Collection Agency License Yonkers Debt Collection Agency License Licensed Mortgage Banker – NYS Department of Financial Services and Mortgage Loan Servicer Registration	License No. CAG11-552334 Registration No. S001312 License No. LMBC 111086 License No. 2115663-DCWP License No. 9420
	For New York City Borrowers: If English is not your preferred language, RoundPoint Mortgage Servicing LLC partners with a translation service to facilitate telephone calls in languages other than English. If you receive a telephone call from RoundPoint Mortgage Servicing LLC or you make a telephone call to RoundPoint Mortgage Servicing LLC, please make the agent aware of your language preference. This translation service is limited to telephone calls. Please note, a Glossary of Common Debt Collection Terms and other resources are available in different languages at NYC Department of Consumer and Worker Protection (DCWP). For New York Residents: Please be advised that RoundPoint Mortgage Servicing LLC is registered with the superintendent of financial services for the state of New York. Borrowers may file complaints about RoundPoint Mortgage Servicing LLC with the New York State Department of Financial Services. Borrowers may also obtain further information from the New York State Department by calling the department’s consumer assistance unit at 800.342.3736 or by visiting the department’s website at www.dfs.ny.gov. A list of non-profit housing counselors can be found at New York State Non-Profit Housing Counseling Agencies.
North Carolina	Collection Agency License Mortgage Lender License	License No. 521631906 License No. L-168774
North Dakota	Residential Mortgage Lender Residential Mortgage Loan Servicer	License No. ML104532 License No. MS104427
Ohio	Residential Mortgage Lending Act (RMLA) Certificate of Registration	Registration No. RM.501586.000
Oklahoma	Lender Name Registration Other Trade Name #1 Mortgage Lender License	Registration No. LNR16088 License No. ML016087
Oregon	Collection Agency Registration Mortgage Lending License Mortgage Servicer License	Registration No. 49480 License No. ML-5087 License No. MS-60
Pennsylvania	Mortgage Lender License Mortgage Servicer License	License No. 36815 License No. 66430
Rhode Island	Lender License Loan Broker License Third Party Loan Servicer License	License No. 20112777LL License No. 20214210LB License No. 20153147LS
South Carolina	BFI Mortgage Lender/Servicer License Mortgage Lender/Servicer License – Other Trade Name #1	License No. MLS-18188 License No. MLS – 18188 OTN #1
South Dakota	Mortgage Lender License	License No. 18188.ML
Tennessee	Mortgage License	License No. 18188
Texas	Debt Collector OCCC-Regulated Lender License SML-Mortgage Company License SML-Residential Mortgage Loan Servicer Registration	Bond No. 9196049 License No. 13638-54114 License No. 18188 License No. 18188
	Consumers wishing to file a complaint against a company or a residential mortgage loan originator should complete and send a complaint form to the Texas department of savings and mortgage lending, 2601 North Lamar, suite 201, Austin, Texas 78705. Complaint forms and instructions may be obtained from the department’s website at www.sml.texas.gov. A toll-free consumer hotline is available at 877.276.5550. The department maintains a recovery fund to make payments of certain actual out of pocket damages sustained by borrowers caused by acts of licensed residential mortgage loan originators. A written application for reimbursement from the recovery fund must be filed with and investigated by the department prior to the payment of a claim. For more information about the recovery fund, please consult the department’s website at www.sml.texas.gov. COMPLAINTS REGARDING THE SERVICING OF YOUR MORTGAGE SHOULD BE SENT TO THE DEPARTMENT OF SAVINGS AND MORTGAGE LENDING: 2601 N. LAMAR, SUITE 201, AUSTIN, TX 78705. A TOLL-FREE CONSUMER HOTLINE IS AVAILABLE AT 1-877-276-5550. TEXAS RESIDENTS: CONSUMERS WISHING TO FILE A COMPLAINT AGAINST A MORTGAGE COMPANY OR RESIDENTIAL MORTGAGE LOAN ORIGINATOR LICENSED IN TEXAS SHOULD SEND A COMPLETED COMPLAINT FORM TO THE DEPARTMENT OF SAVINGS AND MORTGAGE LENDING (SML): 2601 N. LAMAR BLVD., SUITE 201, AUSTIN, TEXAS 78705; TEL: 1-877-276-5550. INFORMATION AND FORMS ARE AVAILABLE ON SML’S WEBSITE: SML.TEXAS.GOV.
Utah	Collection Agency License DFI Consumer Credit Notification DFI Residential First Mortgage Notification DRE Mortgage Entity License DRE Mortgage Entity License – Other Trade Name #1	License No. 6972083-0131 License No. 18188 License No. UDFI-RFMN2015 License No. 10295412 License No. 11163153
Vermont	Lender License Lender License – Other Trade Name #1 Loan Servicer License Loan Servicer License Other Trade Name #1 Mortgage Broker License Mortgage Broker License – Other Trade Name #1	License No. 6887 License No. 7341 License No. 18188-1 License No. 18188-2 License No. 1653 MB License No. 1654 MB
Virgin Islands	Mortgage Broker License Mortgage Lender License	License No. VI-MBC-18188 License No. VI-MLC-18188
Virginia	Broker License Lender License RoundPoint Mortgage Servicing LLC	License No. MC-5796 License No. MC-5796 License No. 18188 (www.nmlsconsumeraccess.org)
Washington	Consumer Loan Company License	License No. CL-18188
West Virginia	Collection Agency – Business Registration Certificate Mortgage Broker License Mortgage Lender License	Registration No. 2194-8583 License No. MB-18188 License No. ML-24368
Wisconsin	Mortgage Banker License Mortgage Broker License	License No. 214684BA License No.18188BR
Wyoming	Consumer Lender License Mortgage Lender/Broker License	License No. CL-4972 License No. 5156